Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Business Owners Tax Relief LLC
Penalty: $4,674,873
Year: 2020
Date: October 2, 2020
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Business Owners Tax Relief and its controlling individual were ordered to jointly pay $4,524,873 in restitution and a $150,000 administrative penalty, in a finding that they fraudulently sold unregistered securities in the state and were not registered as dealers or salespeople.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.