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Violation Tracker Individual Record

Company: C-Street Financial Group et al.
Penalty: $874,260
Year: 2011
Date: September 15, 2011
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The individual dba C-Street Financial Group and C-Street Development, L.L.C., plus the companies C-Street Holdings, L.L.C. and Phoenix Financial Holdings, L.L.C., were ordered to pay $824,260 in restitution and $50,000 administrative penalties in an Order finding they fraudulently sold securities in the state.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.