Violation Tracker Individual Record

Company: 
C-Street Financial Group et al.
Penalty: 
$874,260
Year: 
2011
Date: 
September 15, 2011
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

The individual dba C-Street Financial Group and C-Street Development, L.L.C., plus the companies C-Street Holdings, L.L.C. and Phoenix Financial Holdings, L.L.C., were ordered to pay $824,260 in restitution and $50,000 administrative penalties in an Order finding they fraudulently sold securities in the state.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.