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Violation Tracker Individual Record

Company: Cash 2 U, LLC and Dos Ninas, LLC and Par 3 Management, LLC
Penalty: $3,143,755
Year: 2010
Date: February 23, 2010
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Cash 2 U, LLC, Dos Ninas, LLC, Par 3 Management, LLC, and their controlling individual were ordered to pay $2,993,755 in restitution and a $150,000 administrative penalty in an Order finding they fraudulently sold unregistered securities in the state while not being registered as dealers.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.