Violation Tracker Individual Record

Company: 
Cash 2 U, LLC and Dos Ninas, LLC and Par 3 Management, LLC
Penalty: 
$3,143,755
Year: 
2010
Date: 
February 23, 2010
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Cash 2 U, LLC, Dos Ninas, LLC, Par 3 Management, LLC, and their controlling individual were ordered to pay $2,993,755 in restitution and a $150,000 administrative penalty in an Order finding they fraudulently sold unregistered securities in the state while not being registered as dealers.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.