Violation Tracker Individual Record
Company:Catharon Software Corp.
Date:February 9, 2015
Offense Group:financial offenses
Primary Offense:investor protection violation
Catharon Software Corp. and its controlling individuals agreed to pay over $4.9 million in restitution and a $250,000 administrative penalty in settlement of an Order finding they fraudulently sold securities in the state without a license.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
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