Violation Tracker Individual Record
Company:
Catharon Software Corp.
Penalty:
$5,176,559
Year:
2015
Date:
February 9, 2015
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
Catharon Software Corp. and its controlling individuals agreed to pay over $4.9 million in restitution and a $250,000 administrative penalty in settlement of an Order finding they fraudulently sold securities in the state without a license.
Level of Government:
state
Action Type:
agency action
Agency:
Arizona Corporation Commission
Civil or Criminal Case:
civil
Facility State:
Arizona
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
