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Violation Tracker Individual Record

Company: Catharon Software Corp.
Penalty: $5,176,559
Year: 2015
Date: February 9, 2015
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Catharon Software Corp. and its controlling individuals agreed to pay over $4.9 million in restitution and a $250,000 administrative penalty in settlement of an Order finding they fraudulently sold securities in the state without a license.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.