Violation Tracker Individual Record

Company: 
Catharon Software Corp.
Penalty: 
$5,176,559
Year: 
2015
Date: 
February 9, 2015
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Catharon Software Corp. and its controlling individuals agreed to pay over $4.9 million in restitution and a $250,000 administrative penalty in settlement of an Order finding they fraudulently sold securities in the state without a license.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.