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Advanced SearchViolation Tracker Individual Record
Company: Cochise Financial Corp.
Penalty: $1,301,929
Year: 2000
Date: May 4, 2000
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Cochise and its controlling individual were ordered to pay $1,292,929 in restitution and a $27,000 administrative penalty (reduced to $9,000 if restitution paid) in an Order finding they deceptively sold unregistered securities in the state without being registered as dealers.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
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