Violation Tracker Individual Record

Company: 
Creative Financial Funding, L.L.C. et al.
Penalty: 
$7,947,777
Year: 
2002
Date: 
March 25, 2002
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Creative Financial Funding, L.L.C., American Money power, Inc. dba Money Power, Federal Capital, L.L.C., Corporate Fiducial Services, Inc., and one individual agreed to pay $7,922,777 in restitution and a $25,000 administrative penalty in settlement of allegations they deceptively sold unregistered securities in the state without being registered as dealers.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.