Violation Tracker Individual Record
Company:
Creative Financial Funding, L.L.C. et al.
Penalty:
$7,947,777
Year:
2002
Date:
March 25, 2002
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
Creative Financial Funding, L.L.C., American Money power, Inc. dba Money Power, Federal Capital, L.L.C., Corporate Fiducial Services, Inc., and one individual agreed to pay $7,922,777 in restitution and a $25,000 administrative penalty in settlement of allegations they deceptively sold unregistered securities in the state without being registered as dealers.
Level of Government:
state
Action Type:
agency action
Agency:
Arizona Corporation Commission
Civil or Criminal Case:
civil
Facility State:
Arizona
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
