Violation Tracker Individual Record

Company: 
Damopa Investments, LLC and MLC Living Trust and Monika Catlin, LLC
Penalty: 
$837,026
Year: 
2014
Date: 
June 20, 2014
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Damopa Investments, LLC, MLC Living Trust, Monika Catlin, LLC and their controlling individual agreed to pay a total of $787,026 in restitution and a $50,000 administrative penalty in settlement of an Order finding they deceptively sold unregistered securities in the state while unlicensed.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.