Violation Tracker Individual Record
Company:Deluge, Inc. and Hydrotherm Power Corp.
Date:November 21, 2016
Offense Group:financial offenses
Primary Offense:investor protection violation
Deluge, Inc., Hydrotherm Power Corp. and their controlling individual were ordered to pay over $11 million in restitution and a $15,000 civil penalty in an Order finding they fraudulently sold unregistered securities in the state while unlicensed.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
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