Violation Tracker Individual Record
Company:
Dental Support Plus Franchise, LLC
Penalty:
$13,614,954
Year:
2018
Date:
January 3, 2018
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
Dental Support Plus Franchise and controlling individual were ordered to pay over $13 million in restitution and a $100,000 administrative penalty in an Order finding they fraudulently sold unregistered securities in the state while unlicensed.
Level of Government:
state
Action Type:
agency action
Agency:
Arizona Corporation Commission
Civil or Criminal Case:
civil
Facility State:
Arizona
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
