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Violation Tracker Individual Record

Company: Executive Real Estate Solutions, L.L.C.
Penalty: $1,217,747
Year: 2012
Date: April 17, 2012
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Executive Real Estate Solutions and its controlling individual agreed to pay $1,142,747 in restitution and a $75,000 administrative penalty in settlement of allegations they deceptively sold unregistered securities in the state without being registered as dealers.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.