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Advanced SearchViolation Tracker Individual Record
Company: Grand Oak Enterprises, LLC
Penalty: $239,000
Year: 2021
Date: July 28, 2021
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Grand Oak Enterprises was ordered to pay $179,000 restitution and $60,000 penalties in judgment of charges it offered and sold securities fraudulently.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
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