Violation Tracker Individual Record
Company:Great Western Investment Trust, Ltd.
Date:April 3, 2000
Offense Group:financial offenses
Primary Offense:investor protection violation
Great Western Investment Trust, Ltd. and three individuals agreed to pay $435,789 in restitution in settlement of allegations they fraudulently sold unregistered securities in the state without being registered as dealers.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
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