Violation Tracker Individual Record
Company:Hardy Asset Management
Date:March 2, 2007
Offense Group:financial offenses
Primary Offense:investor protection violation
Hardy Asset Management and its controlling individual were ordered to pay $582,076 in restitution and a $150,000 administrative penalty in an Order finding they fraudulently sold securities in the state.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
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