Violation Tracker Individual Record
Company:HCH Enterprises, L.L.C.
Date:October 20, 2004
Offense Group:financial offenses
Primary Offense:investor protection violation
HCH Enterprises, L.L.C. agreed to pay $363,500 in restitution and a $7,500 administrative penalty in settlement of allegations it fraudulently sold unregistered securities in the state without being registered as a dealer.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.