Violation Tracker Individual Record
Company:
Imagine Enterprises, LLC
Penalty:
$1,217,793
Year:
2019
Date:
January 16, 2019
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
Imagine Enterprises and its controlling individual were ordered to pay over $1.2 million in restitution, interest, and administrative penalties in an Order finding they deceptively sold unregistered securities in the state while unlicensed.
Level of Government:
state
Action Type:
agency action
Agency:
Arizona Corporation Commission
Civil or Criminal Case:
civil
Facility State:
Arizona
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
