Violation Tracker Individual Record

Company: 
Leland Energy et al.
Penalty: 
$3,372,537
Year: 
2018
Date: 
September 17, 2018
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Leland Energy, Leland Kentucky, Leland Colorado, Appalachian Fund, Knox Fund, Green County Fund along with controlling individuals were ordered to pay a total of $3,177,537 restitution and the companies ordered to pay a total of $195,000 in civil penalties in an Order finding they deceptively sold unregistered securities in the state while unlicensed.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.