Violation Tracker Individual Record
Company:
Leland Energy et al.
Penalty:
$3,372,537
Year:
2018
Date:
September 17, 2018
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
Leland Energy, Leland Kentucky, Leland Colorado, Appalachian Fund, Knox Fund, Green County Fund along with controlling individuals were ordered to pay a total of $3,177,537 restitution and the companies ordered to pay a total of $195,000 in civil penalties in an Order finding they deceptively sold unregistered securities in the state while unlicensed.
Level of Government:
state
Action Type:
agency action
Agency:
Arizona Corporation Commission
Civil or Criminal Case:
civil
Facility State:
Arizona
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
