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Violation Tracker Individual Record

Company: Leland Energy et al.
Penalty: $3,372,537
Year: 2018
Date: September 17, 2018
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Leland Energy, Leland Kentucky, Leland Colorado, Appalachian Fund, Knox Fund, Green County Fund along with controlling individuals were ordered to pay a total of $3,177,537 restitution and the companies ordered to pay a total of $195,000 in civil penalties in an Order finding they deceptively sold unregistered securities in the state while unlicensed.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.