Violation Tracker Individual Record
: Luxury Management Group, LLC and MTE 2013 Trust
: January 31, 2022
: financial offenses
: investor protection violation
: Luxury Management Group and MTE 2013 were ordered to jointly and severally pay $733,606 restitution and a $35,000 administrative penalty in judgment of charges Luxury Management offered and sold unregistered securities and committed fraud in the offer and sale of securities.
Level of Government
: agency action
: Arizona Corporation Commission
Civil or Criminal Case
Source of Data
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Current parent company note
: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log