Violation Tracker Individual Record
Company:Nordstrom Nordstrom I, Inc. and Nordstrom Imports, Inc.
Date:May 23, 2014
Offense Group:financial offenses
Primary Offense:investor protection violation
Nordstrom Nordstrom I, Inc. and Nordstrom Imports, Inc. were ordered to pay $2,163,142 restitution and a $100,000 administrative penalty in an Order finding they deceptively sold securities in the state as an unregistered dealer or salesman.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:Washington
Ownership Structure of Parent:publicly traded
Major Industry of Parent:retailing
Specific Industry of Parent:retail-department stores
Source of Data:
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.