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Violation Tracker Individual Record

Company: NVSG702, LLC and NVSG702, LLC and Silverstate702, LLC
Penalty: $559,699
Year: 2021
Date: September 29, 2021
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Three companies and one individual agreed to pay $449,699 restitution and $100,000 administrative penalty in settlement of alleged violation of state securities regulations by fraudulently selling unregistered securities when not a registered dealer or salesman.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.