Violation Tracker Individual Record

Company: 
OLOF Enterprises, L.L.C.
Penalty: 
$1,242,612
Year: 
2009
Date: 
October 21, 2009
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

OLOF Enterprises and the married couple who controlled it, agreed to pay $1,067,612 restitution and a $175,000 administrative penalty in settlement of allegations they deceptively sold unregistered securities in the state while not being registered as dealers.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.