Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Secure Resolutions, Inc.
Penalty: $3,685,653
Year: 2010
Date: April 28, 2010
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Secure Resolutions and its two controlling individuals were ordered to pay $2,637,880 in restitution, with $897,773 accrued interest, plus a $150,000 administrative penalty in an Order finding they fraudulently sold unregistered securities in the state without being registered as dealers.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.