Violation Tracker Individual Record

Company: 
SEED Corp.
Penalty: 
$2,674,654
Year: 
2014
Date: 
November 13, 2014
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

SEED Corp. and its controlling individuals were ordered to pay over $2.6 million in restitution and $55,000 in administrative penalties in an Order finding they fraudulently sold unregistered securities in the state while unlicensed.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.