Violation Tracker Individual Record
Date:November 13, 2014
Offense Group:financial offenses
Primary Offense:investor protection violation
SEED Corp. and its controlling individuals were ordered to pay over $2.6 million in restitution and $55,000 in administrative penalties in an Order finding they fraudulently sold unregistered securities in the state while unlicensed.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
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