Violation Tracker Individual Record
Company:
Shadow Beverages and Snacks, LLC
Penalty:
$1,542,500
Year:
2017
Date:
June 22, 2017
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
Shadow Beverages and Snacks, LLC, along with its controlling individual, were ordered to pay $1,492,500 in restitution and a $50,000 administrative penalty in an Order finding that they fraudulently sold unregistered securities in the state while unlicensed.
Level of Government:
state
Action Type:
agency action
Agency:
Arizona Corporation Commission
Civil or Criminal Case:
civil
Facility State:
Arizona
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
