Violation Tracker Individual Record

Company: 
Shadow Beverages and Snacks, LLC
Penalty: 
$1,542,500
Year: 
2017
Date: 
June 22, 2017
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Shadow Beverages and Snacks, LLC, along with its controlling individual, were ordered to pay $1,492,500 in restitution and a $50,000 administrative penalty in an Order finding that they fraudulently sold unregistered securities in the state while unlicensed.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.