Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: SoBell Corp.
Penalty: $779,450
Year: 2019
Date: April 26, 2019
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: SoBell and its controlling individual were ordered to pay $729,450 in restitution and a $50,000 administrative penalty in an Order finding they deceptively sold unregistered securities without a license in the state.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data(click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.