Violation Tracker Individual Record
Date:April 26, 2019
Offense Group:financial offenses
Primary Offense:investor protection violation
SoBell and its controlling individual were ordered to pay $729,450 in restitution and a $50,000 administrative penalty in an Order finding they deceptively sold unregistered securities without a license in the state.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.