Violation Tracker Individual Record
Company:
Solution, Sources, and Consulting, LLC and Energy Savings Solution, Inc.
Penalty:
$1,229,186
Year:
2005
Date:
January 31, 2005
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
Solution, Sources, and Consulting, LLC, Energy Savings Solution, Inc., and their controlling individual were ordered to pay $1,179,186 in restitution and a $50,000 administrative penalty in an Order finding they fraudulently sold unregistered securities in the state without being registered as dealers.
Level of Government:
state
Action Type:
agency action
Agency:
Arizona Corporation Commission
Civil or Criminal Case:
civil
Facility State:
Arizona
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
