Violation Tracker Individual Record

Company: 
Sun State Property Preservation, LLC and Wattenberg, LLC
Penalty: 
$901,030
Year: 
2021
Date: 
January 22, 2021
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Sun State Property Preservation, Wattenberg, and their individual owner, agreed to pay $851,030 in restitution and $50,000 in penalties in settlement of allegations they fraudulently sold unregistered securities in the state and were not registered as dealers or salespeople.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.