Violation Tracker Individual Record

Company: 
USA Barcelona Realty Advisors, LLC
Penalty: 
$3,965,700
Year: 
2018
Date: 
January 3, 2018
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

USA Barcelona Realty Advisors and several individuals were ordered to jointly and severally pay a total of $3,835,700 in restitution and the company to pay a $130,000 administrative penalty in an Order finding they fraudulently sold unregistered securities in the state while unlicensed.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.