Violation Tracker Individual Record

Company: 
Bridge Harbor Management, Inc. and Creative Insurance Concepts, Inc.
Penalty: 
$11,780,076
Year: 
2010
Date: 
December 3, 2010
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Bridge Harbor Management, Inc., Creative Insurance Concepts, Inc., and two individuals were ordered to jointly and severally pay $7.1 million in restitution and $4.6 million in civil penalties to resolve allegations they deceptively sold unqualified securities.

Level of Government: 
state
Action Type: 
agency action
Agency: 
California Department of Business Oversight
Civil or Criminal Case: 
civil
Facility State: 
California
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.