Violation Tracker Individual Record
Company:Channel Investments et al.
Date:July 26, 2011
Offense Group:financial offenses
Primary Offense:investor protection violation
Channel Investments and an individual agreed to pay $165,000 in restitution in settlement of allegations they misrepresented securities that were sold, and violated a Desist and Refrain Order.
Level of Government:state
Action Type:agency action
Agency:California Department of Financial Protection and Innovation
Civil or Criminal Case:civil
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