Violation Tracker Individual Record
Company:Cogar Financial Services, Inc.
Date:September 22, 2008
Offense Group:financial offenses
Primary Offense:investor protection violation
Cogar Financial was ordered to pay $1 million in civil penalties to resolve allegations it deceptively sold unqualified securities.
Level of Government:state
Action Type:agency action
Agency:California Department of Financial Protection and Innovation
Civil or Criminal Case:civil
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