Violation Tracker Individual Record
Company:Jorge Romero Investments, Inc. and Maximum Return Investments, Inc.
Date:February 1, 2011
Offense Group:financial offenses
Primary Offense:investor protection violation
Jorge Romero Investments, Inc., Maximum Return Investments, Inc. and one individual were ordered to pay $2,418,867 in restitution plus a $422,000 civil penalty to resolve allegations they deceptively sold unqualified securities.
Level of Government:state
Action Type:agency action
Agency:California Department of Financial Protection and Innovation
Civil or Criminal Case:civil
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