Violation Tracker Individual Record

Company: 
Leland Energy, Inc. et al.
Penalty: 
$1,417,477
Year: 
2011
Date: 
February 9, 2011
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Leland Energy, Inc., Leland Kentucky Holdings, Inc., Annex Drilling Fund, LLP, The Appalachian Drilling Fund, LLP, BC-2 Drilling Fund, LLP, Block City Drilling Fund, LLP, Energy Production Revenue Fund, LLP, Green County Energy Fund LLP, Knox Drilling Fund, LLP, Production Revenue Drilling Fund, LLP and Rogers Production Revenue Fund, LLP agreed to pay over $1.4 million in restitution and penalties in settlement of allegations they sold securities in a deceptive manner.

Level of Government: 
state
Action Type: 
agency action
Agency: 
California Department of Financial Protection and Innovation
Civil or Criminal Case: 
civil
Facility State: 
California
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.