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Violation Tracker Individual Record

Company: Milestone Financial, LLC and Bear Bruin Ventures, Inc.
Penalty: $127,000
Year: 2014
Date: December 4, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Milestone Financial and Bear Bruin Ventures agreed to pay a total of $127,000 in administrative penalties in settlement of allegations they sold unqualified securities in the state.
Level of Government: state
Action Type: agency action
Agency: California Department of Financial Protection and Innovation
Civil or Criminal Case: civil
Facility State: California
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.