Violation Tracker Individual Record
Date:April 25, 2019
Offense Group:financial offenses
Primary Offense:investor protection violation
Morgan Stanley agreed to pay $150 million to resolve allegations that it misled state pension funds and other investors about the risks of mortgage-backed securities.
Level of Government:state
Action Type:agency action
Agency:California Attorney General
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:financial services
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