Violation Tracker Individual Record
Company:SmartWear Technologies, Inc.
Date:May 4, 2012
Offense Group:financial offenses
Primary Offense:investor protection violation
SmartWear Technologies and three individuals were ordered to jointly and severally pay nearly $5 million restitution and $16.45 million in civil penalties to resolve allegations they deceptively sold unqualified securities.
Level of Government:state
Action Type:agency action
Agency:California Department of Financial Protection and Innovation
Civil or Criminal Case:civil
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