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Violation Tracker Individual Record

Company: Synergy Oil, LLC
Penalty: $20,400,047
Year: 2014
Date: June 24, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Synergy Oil and an individual were ordered to jointly and severally pay $13,775,047 in restitution and $6,625,000 in civil penalties to resolve allegations it deceptively sold unqualified securities in the state.
Level of Government: state
Action Type: agency action
Agency: California Department of Financial Protection and Innovation
Civil or Criminal Case: civil
Facility State: California
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.