Violation Tracker Individual Record

Company: 
Westlands Water District
Penalty: 
$125,000
Year: 
2016
Date: 
March 9, 2016
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

California's largest agricultural water district, Westlands, agreed to pay $125,000 to settle allegations that it misled investors about its financial condition as it issued a $77 million bond offering.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Facility State: 
California
Source Notes: 
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Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.