Violation Tracker Individual Record

Company: 
Fairfield Energy, Inc. and D.B. Wheeler, LLC and Amazon Exploration, LLC
Penalty: 
$975,000
Year: 
2012
Date: 
June 21, 2012
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Fairfield Energy, Inc., D.B. Wheeler, LLC and Amazon Exploration, LLC, plus two individuals, agreed to pay $975,000 in restitution in settlement of allegations they violated state securities regulations.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Colorado Division of Securities
Civil or Criminal Case: 
civil
Facility State: 
Colorado
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.