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Violation Tracker Individual Record

Company: Rio National Insurance Services, Inc.
Penalty: $790,719
Year: 2016
Date: August 4, 2016
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Rio National and one individual agreed to pay $790,719 in settlement of allegations they fraudulently sold securities in the state.
Level of Government: state
Action Type: agency action
Agency: Colorado Division of Securities
Civil or Criminal Case: civil
Facility State: Colorado
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.