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Violation Tracker Individual Record

Company: 4 L.I.F.E., Inc.
Penalty: $150,000
Year: 2008
Date: October 10, 2008
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: 4 L.I.F.E., Inc. was ordered to pay $150,000 in an Administrative Order finding it sold unregistered securities in a deceptive manner.
Level of Government: state
Action Type: agency action
Agency: Connecticut Securities and Business Investments Division
Civil or Criminal Case: civil
Facility State: Connecticut
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.