Violation Tracker Individual Record

Company: 
4 L.I.F.E., Inc.
Penalty: 
$150,000
Year: 
2008
Date: 
October 10, 2008
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

4 L.I.F.E., Inc. was ordered to pay $150,000 in an Administrative Order finding it sold unregistered securities in a deceptive manner.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Connecticut Securities and Business Investments Division
Civil or Criminal Case: 
civil
Facility State: 
Connecticut
Source Notes: 
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Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.