Violation Tracker Individual Record
Company:Charter One Capital Holding, Inc.
Date:August 14, 2006
Offense Group:financial offenses
Primary Offense:investor protection violation
Charter One Capital Holding was ordered to pay $200,000 in an Administrative Order finding it sold unregistered securities in a deceptive manner.
Level of Government:state
Action Type:agency action
Agency:Connecticut Securities and Business Investments Division
Civil or Criminal Case:civil
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