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Violation Tracker Individual Record

Company: Endeavor Global Partners Corp. and Endeavor Global Partners (HK) Ltd.
Penalty: $500,000
Year: 2021
Date: November 17, 2021
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Endeavour was ordered to pay $500,000 restitution in a finding by the Commissioner that they fraudulently sold unregistered securities without being a registered agent.
Level of Government: state
Action Type: agency action
Agency: Connecticut Securities and Business Investments Division
Civil or Criminal Case: civil
Facility State: Connecticut
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.