Violation Tracker Individual Record

Company: 
Insurance Trends, Inc.
Penalty: 
$100,000
Year: 
2020
Date: 
June 18, 2020
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Insurance Trends was ordered to pay $100,000 in an Order finding it or its broker engaged in fraud in the sale of securities.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Connecticut Securities and Business Investments Division
Civil or Criminal Case: 
civil
Facility State: 
Connecticut
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.