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Advanced SearchViolation Tracker Individual Record
Company: Key Resource Group, LLC
Penalty: $1,275,000
Year: 2008
Date: September 29, 2008
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Key Resource Group, LLC was ordered to pay $1,275,000 in an Administrative Order finding it sold unregistered securities in a deceptive manner through unregistered agents.
Level of Government: state
Action Type: agency action
Agency: Connecticut Securities and Business Investments Division
Civil or Criminal Case: civil
Facility State: Connecticut
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