Violation Tracker Individual Record
Company:Key Resource Group, LLC
Date:September 29, 2008
Offense Group:financial offenses
Primary Offense:investor protection violation
Key Resource Group, LLC was ordered to pay $1,275,000 in an Administrative Order finding it sold unregistered securities in a deceptive manner through unregistered agents.
Level of Government:state
Action Type:agency action
Agency:Connecticut Securities and Business Investments Division
Civil or Criminal Case:civil
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