Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Key Resource Group, LLC
Penalty: $1,275,000
Year: 2008
Date: September 29, 2008
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Key Resource Group, LLC was ordered to pay $1,275,000 in an Administrative Order finding it sold unregistered securities in a deceptive manner through unregistered agents.
Level of Government: state
Action Type: agency action
Agency: Connecticut Securities and Business Investments Division
Civil or Criminal Case: civil
Facility State: Connecticut
Source of Data(click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.