Violation Tracker Individual Record
Company:Omni View Capital LLC
Date:October 13, 2017
Offense Group:financial offenses
Primary Offense:investor protection violation
Omni View was ordered to pay a $150,000 civil penalty in an Administrative Order finding it sold securities in a deceptive manner.
Level of Government:state
Action Type:agency action
Agency:Connecticut Securities and Business Investments Division
Civil or Criminal Case:civil
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