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Violation Tracker Individual Record

Company: UBS AG
Current Parent Company: UBS
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $80,000
Year: 2011
Date: October 21, 2011
Offense Group: environment-related offenses
Primary Offense: environmental violation
Level of Government: state
Action Type: agency action
Agency: Connecticut Department of Energy & Environmental Protection
Civil or Criminal Case: civil
Facility State: Connecticut
Facility City: Stamford
HQ Country of Current Parent: Switzerland
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking & securities
Source of Data: (click here)
Notes: Captured from summaries produced by DEP; may not include full details of penalties.
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.