Violation Tracker Individual Record
Company:Citigroup Global Markets Inc.
Date:April 9, 2009
Primary Offense:investor protection violation
Citigroup was fined $309,000 for misleading investors about the safety of auction rate securities.
Level of Government:state
Action Type:agency action
Agency:Delaware Attorney General
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
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