Violation Tracker Individual Record
Company:Hale Associates, Inc.
Date:March 18, 2002
Offense Group:financial offenses
Primary Offense:investor protection violation
Hale Associates was ordered to pay $531,000 in restitution and a $20,000 fine in a Default Order finding it violated state securities regulations.
Level of Government:state
Action Type:agency action
Agency:Delaware Fraud & Consumer Protection Division
Civil or Criminal Case:civil
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