Violation Tracker Individual Record

Company: 
Hale Associates, Inc.
Penalty: 
$551,000
Year: 
2002
Date: 
March 18, 2002
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Hale Associates was ordered to pay $531,000 in restitution and a $20,000 fine in a Default Order finding it violated state securities regulations.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Delaware Fraud & Consumer Protection Division
Civil or Criminal Case: 
civil
Facility State: 
Delaware
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.