Violation Tracker Individual Record
Company:
TD Bank, National Association
Current Parent Company:
Toronto-Dominion Bank
Penalty:
$37,500,000
Year:
2013
Date:
September 20, 2013
Offense Group:
financial offenses
Primary Offense:
banking violation
Secondary Offense:
anti-money-laundering deficiencies
Violation Description:
The Office of the Comptroller of the Currency assessed a $37,500,000 penalty against TD Bank, N.A., Wilmington, Delaware for violations of the Bank Secrecy Act.
Level of Government:
federal
Action Type:
agency action
Agency:
Office of the Comptroller of the Currency
Civil or Criminal Case:
civil
Facility State:
Delaware
Facility City:
Wilmington
HQ Country of Parent:
Canada
Ownership Structure of Parent:
publicly traded
Major Industry of Parent:
financial services
Specific Industry of Parent:
banking
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
