Violation Tracker Individual Record
Company:TD Bank, National Association
Date:September 20, 2013
Primary Offense:banking violation
Secondary Offense:anti-money-laundering deficiencies
The Office of the Comptroller of the Currency assessed a $37,500,000 penalty against TD Bank, N.A., Wilmington, Delaware for violations of the Bank Secrecy Act.
Level of Government:federal
Action Type:agency action
Agency:Office of the Comptroller of the Currency
Civil or Criminal Case:civil
HQ Country of Parent:Canada
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking
Source of Data:
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