Violation Tracker Individual Record

Company: 
TD Bank, National Association
Current Parent Company: 
Toronto-Dominion Bank
Penalty: 
$37,500,000
Year: 
2013
Date: 
September 20, 2013
Primary Offense: 
banking violation
Secondary Offense: 
anti-money-laundering deficiencies
Violation Description: 

The Office of the Comptroller of the Currency assessed a $37,500,000 penalty against TD Bank, N.A., Wilmington, Delaware for violations of the Bank Secrecy Act.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Office of the Comptroller of the Currency
Civil or Criminal Case: 
civil
Facility State: 
Delaware
Facility City: 
Wilmington
HQ Country of Parent: 
Canada
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.