Violation Tracker Individual Record
Company:Asset Capital Consulting, Inc.
Date:June 17, 2014
Offense Group:financial offenses
Primary Offense:investor protection violation
GlobalOne and Asset Capital were ordered to pay Administrative Fines in a Final Order finding they violated State statutes by deceptively selling unregistered securities, and directly or indirectly running an investment boiler room in the State.
Level of Government:state
Action Type:agency action
Agency:Florida Office of Financial Regulation
Civil or Criminal Case:civil
Source of Data:
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