Violation Tracker Individual Record
Company:
Asset Capital Consulting, Inc.
Penalty:
$40,000
Year:
2014
Date:
June 17, 2014
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
GlobalOne and Asset Capital were ordered to pay Administrative Fines in a Final Order finding they violated State statutes by deceptively selling unregistered securities, and directly or indirectly running an investment boiler room in the State.
Level of Government:
state
Action Type:
agency action
Agency:
Florida Office of Financial Regulation
Civil or Criminal Case:
civil
Case ID:
0694-S-12/12
Facility State:
Florida
Facility City:
Aventura
Source of Data:
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
