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Violation Tracker Individual Record

Company: Asset Capital Consulting, Inc.
Penalty: $40,000
Year: 2014
Date: June 17, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: GlobalOne and Asset Capital were ordered to pay Administrative Fines in a Final Order finding they violated State statutes by deceptively selling unregistered securities, and directly or indirectly running an investment boiler room in the State.
Level of Government: state
Action Type: agency action
Agency: Florida Office of Financial Regulation
Civil or Criminal Case: civil
Case ID: 0694-S-12/12
Facility State: Florida
Facility City: Aventura
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.