Violation Tracker Individual Record

Company: 
Asset Capital Consulting, Inc.
Penalty: 
$40,000
Year: 
2014
Date: 
June 17, 2014
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

GlobalOne and Asset Capital were ordered to pay Administrative Fines in a Final Order finding they violated State statutes by deceptively selling unregistered securities, and directly or indirectly running an investment boiler room in the State.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Florida Office of Financial Regulation
Civil or Criminal Case: 
civil
Case ID: 
0694-S-12/12
Facility State: 
Florida
Facility City: 
Aventura
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.